Preamble
PRINCIPLE 1: RESPONSIBILITY
PRINCIPLE 2: COMPETENCE
PRINCIPLE 3: MORAL & LEGAL STANDARDS
PRINCIPLE 4: CONFIDENTIALITY
PRINCIPLE 5: WELFARE OF THE CLIENT
PRINCIPLE 6: PROFESSIONAL RELATIONSHIPS
PRINCIPLE 7: PUBLIC STATEMENTS
PRINCIPLE 8: ASSESSMENT TECHNIQUES
PRINCIPLE 9: RESEARCH
APPENDIX 1: LEVELS OF SUPPORT
APPENDIX 2: COMPLAINTS PROCEDURES
Preamble
The PPL Ethical Principles are obligatory for all PPL members.
The PPL Ethical Principles are analogous with those of EAP.
Psychotherapists respect the dignity and worth of the individual and
strive for the preservation and protection of fundamental human rights.
They are committed to increasing knowledge of human behavior and of
people's understanding of themselves and others and the utilization of
such knowledge for the promotion of human welfare.
While pursuing these objectives they make every effort to protect
the welfare of those who seek their services, of people related to
those using their services (where that does not conflict with the needs
of their clients) and of any research participants that may be the
object of study.
Psychotherapists respect other members of their profession and of
related professions and make every effort, in so far as they are able
and where that does not conflict with the interests of their clients,
to provide full information and give mutual respect.
They use their skills only for purposes consistent with these values and do not knowingly permit their misuse by others.
While demanding for themselves freedom of inquiry and communication,
psychotherapists accept the responsibility this freedom requires:
competence, objectivity in the application of skills, and concern for
the best interests of clients, colleagues, students, research
participants, & society members.
In the pursuit of these ideals, psychotherapists subscribe to detailed ethical principles in the following areas, which follow:
1. Responsibility;
2. Competence;
3.
Moral & Legal Standards;
4. Confidentiality;
5. Welfare of the Consumer;
6. Professional Relationships;
7. Public Statements;
8. Assessment Techniques;
9. Research.
Psychotherapists cooperate fully with their own professional,
national, and international organizations and associations and with the
European Association for Psychotherapy (EAP) by responding promptly and
completely to inquiries from and requirements of any duly constituted
ethics or professional committees of such associations or organizations
of which they are a member or to which they belong.
cceptance onto the Register of the European Certificate for
Psychotherapy (ECP) commits a psychotherapist to adherence to all of
these principles.
PRINCIPLE 1. RESPONSIBILITY
General Principle: In providing services,
psychotherapists maintain the highest standards of their profession.
They accept the responsibility for the consequences of their acts and
make every effort to ensure that their services are used appropriately.
Principle 1.a: As practitioners, psychotherapists
know that they bear a heavy social responsibility because their
recommendations and professional actions may alter the lives of others.
They are alert to personal, social, organizational, financial,
environmental, or political situations and pressures that might lead to
misuse of their influence.
Principle 1.b: Psychotherapists clarify in advance
with their clients all matters that might pertain to their working
together. They avoid relationships that may limit their objectivity or
create a conflict of interest.
Principle 1.c: Psychotherapists have the
responsibility to attempt to prevent distortion, misuse, or suppression
of their findings by an institution or agency of which they are
employees.
Principle 1.d: As members of PPL, psychotherapists remain accountable as individuals to the highest standards of their profession.
Principle 1.e: As teachers or trainers,
psychotherapists recognize their primary obligation to help others
acquire knowledge and skill. They maintain high standards of
scholarship by presenting information objectively, fully, and
accurately.
Principle 1.f: As researchers, psychotherapists
accept responsibility for the selection of their research topics and
methods used in investigation, analysis and reporting. They plan their
research in ways to minimize the possibility that their findings will
be misleading. They provide thorough discussion of the limitations of
their data, especially where their work touches on social policy or
might be construed to the detriment of persons in specific age, sex,
ethnic, socioeconomic, or other social groups. In publishing reports of
their work, they never suppress disconfirming data, and they
acknowledge the existence of alternative hypotheses and explanations of
their findings. Psychotherapists take credit only for the work they
have actually done. They clarify in advance with all appropriate
persons and agencies the expectations for sharing and utilizing
research data. Interference with the milieu in which data are collected
is kept to a minimum.
PRINCIPLE 2: COMPETENCE
General Principle: The maintenance of high
standards of competence is a responsibility shared by all
psychotherapists in the interest of the public and the profession as a
whole. Psychotherapists recognize the boundaries of their competence
and the limitations of their techniques. They only provide services and
only use techniques for which they are qualified by training and
experience. In those areas in which recognized standards do not yet
exist, psychotherapists take whatever precautions are necessary to
protect the welfare of their clients. They maintain knowledge of
current health, scientific and professional information related to the
services they render.
Principle 2.a: Psychotherapists accurately
represent their competence, education, training, and experience. They
claim as evidence of educational & professional training
qualifications only those degrees or qualifications obtained from
reputable educational institutions or those recognized by the PPL. They
ensure that they adequately meet the minimum professional standards as
laid down by by the EAP, PPL and the criteria of the relevant European
Wide Accrediting Organisation in their modality or method, where these
exist. They respect the other sources of education, training and
experience that they have received.
Principle 2.b: As practitioners, and as teachers
or trainers, psychotherapists perform their duties on the basis of
careful preparation and readiness so that their practice is of the
highest standard and communication is accurate, current, and relevant.
Principle 2.c: Psychotherapists recognize the need
for continuing education and personal development and are open to new
procedures and changes in expectations and values over time.
Principle 2.d: Psychotherapists recognize
differences among people, such as those that may be associated with
age, sex, socio-economic, and ethnic backgrounds or the special needs
of those who might have been specifically disadvantaged. They obtain
suitable training, experience, or counsel to assure competent and
appropriate service when relating to all such persons.
Principle 2.e: Psychotherapists responsible for
decisions involving individuals or policies based on test results have
an understanding of psychological or educational measurement,
validation problems, and test research.
Principle 2.f: Psychotherapists recognize that
personal problems and conflicts may interfere with professional
effectiveness. Accordingly they refrain from undertaking any activity
in which their personal problems are likely to lead to inadequate
performance or harm to a client, colleague, student, or research
participant. If engaged in such activity when they become aware of
their personal problems, they seek competent professional assistance to
determine whether they should suspend, terminate, or limit the scope of
their professional activities.
Principle 2.g: Psychotherapists entering into new
fields of activity ensure that they have completed all the training and
professional requirements related to that field of activity, prior to
practicing, and that their activity in this new field is of the highest
possible standard. They ensure that there is no dilution of, confusion
or conflict with any current activity.
Principle 2.h: Psychotherapists recognize the need for on-going supervision and or professional support.
Principle 2.i: Individual psychotherapist members of PPL have to do regular re-accreditation every 5 years.
Principle 2.j: Psychotherapists recognize the need
for maintenance up-to-date ethical awareness, possibly through
post-graduate training seminars about ethics, on-going supervision and
or professional support.
Principle 2.k: As PPL members psychotherapists are
to undertake study of significant and appropriate ethical components as
a part of training in psychotherapists to meet PPL training standards
requirements.
PRINCIPLE 3: MORAL & LEGAL STANDARDS
General Principle: Psychotherapists' moral and
ethical standards of behavior are a personal matter to the same degree
as they are for any other citizen, except where these may compromise
the fulfillment of their professional responsibilities or reduce the
public trust in psychotherapy and psychotherapists. Regarding their own
personal behavior, psychotherapists are sensitive to prevailing
community standards and to the possible impact that conformity to or
deviation from these standards may have upon the quality of their
performance as psychotherapists. Psychotherapists are also aware of the
possible impact of their public behavior upon the ability of colleagues
to perform their professional duties.
Principle 3.a: As professionals,
psychotherapists act in accord with the principles of PPL and their and
their institute or association's standards and guidelines related to
practice. Psychotherapists also adhere to relevant governmental laws
and regulations. When Russian national, provincial, organizational, or
institutional laws, regulations, or practices are in conflict with PPL,
or their institution or association's standards and guidelines,
psychotherapists make known their commitment to PPL, and their
institute or association's standards and guidelines and, wherever
possible, work toward a resolution of the conflict. As professionals,
they are concerned with the development of such legal and quasi-legal
regulations that best serve the public interest, and they work toward
changing existing regulations that are not beneficial to the public
interest.
Principle 3.b: As employees or employers,
psychotherapists do not engage in or condone any practices that are
inhumane or that result in illegal or unjustifiable actions. Such
practices include, but are not limited to, those based on
considerations of race, handicap, age, gender, sexual preference,
religion, or national origin in practice, in hiring, promotion, or
training.
Principle 3.c: In their professional roles,
psychotherapists avoid any action that will violate or diminish the
human, legal and civil rights of clients or others who may be affected.
Principle 3.d: As practitioners, teachers,
trainers and researchers, psychotherapists are aware of the fact that
their personal values may affect their communication, the use of
techniques, selection and presentation of views or materials and the
nature or implementation of research. When dealing with topics that may
give offence, they recognize and respect the diverse attitudes and
individual sensitivities that clients, students, trainees or subjects
may have towards such matters.
PRINCIPLE 4. CONFIDENTIALITY
General Principle: Psychotherapists have a primary
obligation to respect the confidentiality of information obtained from
persons in the course of their work as psychotherapists. They reveal
such information to others only with the consent of the person (or the
person's legal representative), except in those unusual circumstances
in which not to do so would probably result in clear danger to the
person or to others. Psychotherapists inform their clients of the legal
limits of confidentiality. Consent to reveal information to others
would normally be obtained in writing from the person concerned.
Principle 4.a: Information obtained in clinical or
consulting relationships, or evaluating data concerning children,
students, employees, and others, is discussed only for professional
purposes and only with persons clearly concerned with the case. Written
and oral reports present only data germane to the purposes of the
evaluation or for a referral, and every effort is made to avoid undue
invasion of privacy.
Principle 4.b: Psychotherapists who present
personal information obtained during the course of professional work in
writings, lectures, or other public forums either obtain adequate prior
consent to do so or adequately disguise all identifying information.
Principle 4.c: Psychotherapists make provisions
for maintaining confidentiality in the storage and disposal of records,
and in the event of their own unavailability.
Principle 4.d: When working with minors or other
persons who are unable to give voluntary, informed consent,
psychotherapists take special care to protect these person's best
interests and consult others involved appropriately.
PRINCIPLE 5: WELFARE OF THE CLIENT
General Principle: Psychotherapists respect the
integrity and protect the welfare of the people and groups with whom
they work. When conflicts of interest arise between clients and
psychotherapists' employing institutions, psychotherapists clarify the
nature and direction of their loyalties and responsibilities and keep
all parties informed of their commitments. Psychotherapists fully
inform clients as to the purpose and nature of any evaluative,
treatment, educational, or training procedure, and they openly
acknowledge that clients, students, trainees, or participants in
research have freedom of choice with regard to participation. Coercion
of people to participate or to remain in receipt of services is
unethical.
Principle 5.a: Psychotherapists
are continually cognizant of their own needs and of their potentially
influential position vis-à-vis persons such as clients, students,
trainees, subjects and subordinates. They avoid exploiting the trust
and dependency of such persons. Psychotherapists make every effort to
avoid dual relationships that could impair their professional judgment
or increase the risk of exploitation. Examples of such dual
relationships include, but are not limited to, professional treatment
of or research with employees, students, supervisees, close friends, or
relatives. Sexual intimacies with any such clients, students, trainees
and research participants are unethical.
Principle 5.b: When a psychotherapist agrees to
provide services to a client at the request of a third party, the
psychotherapist assumes the responsibility of clarifying the nature of
the relationships to all parties concerned.
Principle 5.c: Where the demands of an
organization require psychotherapists to violate these or any ethical
principles, psychotherapists clarify the nature of the conflict between
the demands and the principles. They inform all parties of their
ethical responsibilities as psychotherapists and take appropriate
action.
Principle 5.d: Psychotherapists
make advance financial arrangements that safeguard the best interests
of and are clearly understood by their clients, students, trainees or
research participants. They neither gives nor receives and remuneration
for referring clients for professional services. They contribute a
portion of their services to work for which they receive little or no
financial return.
Principle 5.e: Psychotherapists terminate a
clinical or consulting relationship as soon as it is reasonably clear
that the client is not benefiting from it, or whenever the client
requires. They offer to help the client locate alternative sources of
assistance.
PRINCIPLE 6: PROFESSIONAL RELATIONSHIPS
General Principle: Psychotherapists act with due
regard for the needs, special competencies, and obligations of their
colleagues in psychotherapy, psychology, medicine and other
professions. They respect the prerogatives and obligations of the
institutions or organizations with which these other colleagues are
associated.
Principle 6.a: Psychotherapists understand the
areas of competence of related professions. They make full use of all
the professional, technical, and administrative resources that serve
the best interests of consumers. The absence of formal relationships
with other professional workers does not relieve psychotherapists of
the responsibility for securing for their clients the best possible
professional service, nor does it relieve them of the obligation to
exercise foresight, diligence, and tact in obtaining the complementary
or alternative assistance needed.
Principle 6.b: Psychotherapists know and take into
account the traditions and practices of other professional groups with
whom they work and they cooperate fully with such groups. If a person
is receiving similar services from another professional, the
psychotherapist carefully considers that professional relationship and
proceeds with caution and sensitivity to the therapeutic issues as well
as the client's welfare. The psychotherapist discusses these issues
with the client so as to minimize the risk of confusion and conflict,
and seeks, where possible, to maintain clear and agreed relationships
with other involved professionals.
Principle 6.c: Psychotherapists who employ or
supervise other professionals or professionals in training accept the
obligation to facilitate the further professional development of these
individuals and take action to ensure their competence. They provide
appropriate working conditions, timely evaluations, constructive
consultation, and experience opportunities.
Principle 6.d: Psychotherapists do not exploit
their professional relationships with clients, supervisees, students,
employees or research participants sexually or otherwise.
Psychotherapists do not condone or engage in sexual harassment. Sexual
harassment is defined as deliberate or repeated comments, gestures, or
physical contacts of a sexual nature that are unwanted by the
recipient.
Principle 6.e: When psychotherapists know of an
ethical violation by another psychotherapist, and it seems appropriate,
they informally attempt to resolve the issue by bringing the behavior
to the attention of the psychotherapist. If the misconduct is of a
minor nature and/or appears to be due to lack of sensitivity,
knowledge, or experience, such an informal solution is usually
appropriate. Such informal corrective efforts are made with sensitivity
to any rights to confidentiality involved. If the violation does not
seem amenable to an informal solution, or is of a more serious nature,
psychotherapists bring it to the attention of the appropriate
institution, association or committee on professional ethics and
conduct.
Principle 6.f: Publication credit is assigned to
those who have contributed to a publication in proportion to their
professional contributions. Major contributions of a professional
character made by several persons to a common project are recognized by
joint authorship with the individual who made the principle
contribution listed first. Minor contributions of a professional
character and extensive clerical or similar nonprofessional assistance
may be acknowledged in footnotes or in an introductory statement.
Acknowledgement through specific citations is made for unpublished as
well as published material that has directly influenced the research or
writing. Psychotherapists who compile and edit material of others for
publication publish the material in the name of the originating group,
if appropriate, with their own name appearing as chairperson or editor.
All contributors are acknowledged and named.
Principle 6.g: In conducting research in
institutions or organizations, psychotherapists secure appropriate
authorization to conduct such research. They are aware of their
obligation to future research workers and ensure that host institutions
receive adequate information about the research and proper
acknowledgements of their contributions.
PRINCIPLE 7: PUBLIC STATEMENTS
General Principle:
Principle 7.a: When announcing or advertising
professional services, psychotherapists may list the following
information to describe the provider and services provided: name,
highest relevant academic degree or training certificate earned from an
accredited institution PPL, another cooperating with PPL national and
international organizations, date, type, award of the ECP, , membership
of psychotherapy organizations and professionally relevant or related
bodies, address, telephone number, office hours, a brief listing of the
type of psychological services offered, an appropriate presentation of
fee information, foreign languages spoken, policy with regards to
insurance or third party payments and other brief & pertinent
information. Additional relevant or important consumer information may
be included if not prohibited by other sections of these Ethical
Principles.
Principle 7.b: In announcing or advertising the
availability of psychotherapeutic services or publications,
psychotherapists do not present their affiliation with any organization
in a manner that falsely implies sponsorship or certification by that
organization. In particular and for example, psychotherapists do not
state European, national registration or institutional or associational
status in a way to suggest that such status implies specialized
professional competence or qualifications. Public statements include,
but are not limited to, communication by means of periodical, book,
list, directory, internet, television, radio, or motion picture. They
do not contain (i) a false, fraudulent, misleading, deceptive, or
deceptive, or unfair statement; (ii) a misinterpretation of fact or a
statement likely to mislead or deceive because in context it makes only
a partial disclose of relevant facts; (iii) a testimonial from a
patient regarding the quality of a psychotherapist's services or
products; (iv) a statement intended or likely to create false or
unjustified expectations of favorable results; (v) a statement implying
unusual, unique, or one-of-a-kind abilities; (vi) a statement intended
or likely to appeal to a client's fears, anxieties, or emotions
concerning the possible results of failure to obtain the offered
services; (vii) a statement concerning the comparative desirability of
offered services; (viii) a statement of direct solicitation of
individual clients.
Principle 7.c: Psychotherapists do not compensate
or give anything of value to a representative of the press, radio,
television, or other communication medium in anticipation of or in
return for professional publicity in a news item. A paid advertisement
must be identified as such, unless it is apparent from the context that
it is a paid advertisement. If communicated to the public by use of
radio or television, an advertisement is prerecorded and approved for
broadcast by the psychotherapist. Copies of advertisements and
recordings of broadcasts are retained by the psychotherapist.
Principle 7.d: Announcements or advertisements of
"personal growth groups," special-interest group sessions, courses,
clinics, trainings and agencies give a clear statement of purpose and a
clear description of the experiences or training to be provided. The
education, training, and experience of the staff members are
appropriately specified and available prior to the commencement of the
group, training course or services. A clear statement of fees and any
contractual implications is available before participation.
Principle 7.e: Psychotherapists
associated with the development or promotion of psychotherapeutic
techniques, products, books, or other such offered for commercial sale
make reasonable efforts to ensure that announcements and advertisements
are presented in a professional, scientifically acceptable, ethical and
factually informative manner.
Principle 7.f: Psychotherapists
do not participate for personal gain in commercial announcements or
advertisements recommending to the public the purchase or use of
proprietary or single-source products or services when that
participation is based solely upon their identification as
psychotherapists.
Principle 7.g: Psychotherapists present the
science and art of psychotherapy and offer their services, products,
and publications fairly and accurately, avoiding misrepresentation
through sensationalism, exaggeration, or superficiality.
Psychotherapists are guided by the primary obligation to aid the public
in developing informed judgments, opinions, and choices.
Principle 7.h: As teachers, psychotherapists
ensure that statements in catalogues and course outlines are accurate
and not misleading, particularly in terms of subject matter to be
covered, bases for evaluating progress, and the nature of course
experiences. Announcements, brochures or advertisements describing
workshops, seminars, or other educational programs accurately describe
the audience for which the program is intended as well as eligibility
requirements, educational objectives, and nature of the materials to be
covered. These announcements also accurately represent the education,
training, and experience of the psychotherapists presenting the
programs and any fees involved.
Principle 7.i: Public announcements or
advertisements soliciting research participants in which clinical
services or other professional services are offered as an inducement
make clear the nature of the services as well as the costs and other
obligations to be accepted by participants in the research.
Principle 7.j: A psychotherapist accepts the
obligation to correct others who represent the psychotherapist's
professional qualifications, or associations with products or services,
in a manner incompatible with these guidelines.
Principle 7.k: Individual diagnostic and
therapeutic services are provided only in the context of a professional
psychotherapeutic relationship. When personal advice is given by means
of public lectures or demonstrations, newspaper or magazine articles,
radio or television programs, mail, or similar media, the
psychotherapist utilizes the most current relevant data and exercises
the highest level of professional judgment.
Principle 7.l: Products that are described or
presented by means of public lectures or demonstrations, newspaper or
magazine articles, radio or television programs, mail, or similar media
meet the same recognized standards as exist for products used in the
context of a professional relationship.
PRINCIPLE 8: ASSESSMENT TECHNIQUES
General Principle: In the development,
publication, and utilization of psychotherapeutic or psychological
assessment techniques, psychotherapists make every effort to promote
the welfare and best interests of the client. They guard against the
misuse of assessment results. They respect the client's right to know
the results, the interpretations made, and the bases for their
conclusions and recommendations. Psychotherapists make every effort to
maintain the security of tests and other assessment techniques within
the limits of legal mandates. They strive to ensure the appropriate use
of assessment techniques by others.
Principle 8.a: In using assessment techniques,
psychotherapists respect the right of clients to have full explanations
of the nature and purpose of the techniques in language the clients can
understand, unless an explicit exception to this right has been agreed
upon in advance. When the explanations are to be provided by others,
psychotherapists establish procedures for ensuring the adequacy of
these explanations.
Principle 8.b: Psychotherapists responsible for
the development and standardization of psychological tests and other
assessment techniques utilize established scientific procedures and
observe the relevant PPL, EAP, international, and institutional or
organizational standards.
Principle 8.c: In reporting assessment results,
psychotherapists indicate any reservations that exist regarding the
validity or reliability because of the circumstances of the assessment
or the inappropriateness of the norms for the person tested.
Psychotherapists strive to ensure that the results of assessments and
their interpretations are not misused by others.
Principle 8.d: Psychotherapists recognize that
assessment results may become obsolete and do not represent a complete
picture of the assessed. They make every effort to avoid and prevent
the misuse of obsolete measures or incomplete assessments.
Principle 8.e: Psychotherapists offering scoring
and interpretation services are able to produce appropriate evidence
for the validity of the programs and procedures used in arriving at
interpretations. The public offering of an interpretation service is
considered a professional-to-professional consultation.
Psychotherapists make every effort to avoid misuse of assessment
reports.
Principle 8.f: Psychotherapists do not encourage
or promote the use of psychotherapeutic or psychological assessment
techniques by inappropriately trained or otherwise unqualified persons
through teaching, sponsorship, or supervision.
PRINCIPLE 9: RESEARCH
General Principle: The decision to undertake
research rests upon a considered judgment by the individual
psychotherapist about how best to contribute to human science and human
welfare. Having made the decision to conduct research, the
psychotherapist considers alternative directions in which research
energies and resources might be invested. On the basis of this
consideration, the psychotherapist carries out the investigation with
respect and concern for the dignity and welfare of the people who
participate and with cognizance of regulations and professional
standards governing the conduct of research with human participants.
Principle 9.a: In planning a study, the
psychotherapist who carries out the investigation (the investigator)
has the responsibility to make a careful evaluation of its ethical
acceptability. To the extent that the weighing of scientific and human
values suggests a compromise of any principle, the investigator incurs
a correspondingly serious obligation to seek ethical advice and observe
stringent safeguards to protect the rights of human participants.
Principle 9.b: Considering whether a participant
in a planned study will be a "subject at risk" or a "subject at minimal
risk", according to recognized standards, is of primary ethical concern
to the investigator.
Principle 9.c: The investigator always retains the
responsibility for ensuring ethical practice in research. The
investigator is also responsible for the ethical treatment of research
participants by collaborators, assistants, students, and employees, all
of whom, however, incur similar obligations.
Principle 9.d: Except in minimal-risk research,
the investigator establishes a clear and fair agreement with research
participants, prior to their participation, which clarifies the
obligation and responsibilities of each. The investigator has the
obligation to honor all promises and commitments in that agreement. The
investigator informs the participants of all aspects of the research
that might reasonably be expected to influence willingness to
participate and explains all other aspects of the research about which
the participants inquire. Failure to make full disclosure prior to
obtaining informed consent requires additional safeguards to protect
the welfare and the dignity of the research participants. Research with
children or with participants who have impairments that would limit
understanding and/or communication requires special safeguarding
procedures.
Principle 9.e: Methodological requirements of a
study may make the use of concealment or deception seems necessary.
Before conducting such a study, the investigator has a special
responsibility to (i) determine whether the use of such techniques is
justified by the study's prospective scientific, educational, or
implied value; (ii) determine whether alternative procedures are
available that does not use concealment or deception; and (iii) ensures
that the participants are provided with sufficient explanation as soon
as possible. There exists a presumption not to use such techniques.
Principle 9.f: The investigator respects the
individual's freedom to decline to participate in or withdraw from the
research at any time. The obligation to protect this freedom requires
careful thought and consideration when the investigator is in a
position of authority or influence over the participant. Such positions
of authority include, but are not limited to, situations in which
research participation is required as part of employment or in which
the participation is a student, client, or employee of the
investigator. The rights of the individual predominate over the needs
of the investigator to complete the research.
Principle 9.g: The investigator protects the
participant from physical and mental discomfort, harm, and danger that
may arise from research procedures. If risks of such consequences
exist, the investigator informs the participant of that fact. Research
procedures likely to cause serious or lasting harm to a participant are
not used unless the failure to use these procedures might expose the
participant to risk of greater harm, or unless the research has great
potential benefit and fully informed and voluntary consent is obtained
from each participant. The participant should be informed of procedures
for contacting the investigator within a reasonable time period
following participation should stress, potential harm, or related
questions or concerns arise. Consent obtained from the participant does
not limit their legal rights or reduce the investigator's legal
responsibilities.
Principle 9.h: After the data
are collected, the investigator provides the participant with
information about the nature of the study and attempts to remove any
misconceptions that may have arisen. Where scientific or humane values
justify delaying or withholding this information, the investigator
incurs a special responsibility to monitor the research and to ensure
that there are no damaging consequences for the participant.
Principle 9.i: Where research procedures result in
undesirable consequences for the individual participant, the
investigator has the responsibility to detect and remove or correct
these consequences, including long-term effects.
Principle 9.j: Information obtained about a
research participant during the course of an investigation is
confidential unless otherwise agreed upon in advance. When the
possibility exists that others may obtain access to such information,
this possibility, together with the plans for protecting
confidentiality, is explained to the participant as part of the
procedure for obtaining informed consent.
APPENDIX 1. LEVELS OF SUPPORT
General principle: Ethical committee of PPL should primarily provide "ethical support" for the individual members of PPL.
Appendix 1a: Ethical committee of PPL should be
available for all individual members and should help them with any
ethical difficulties or with ethical questions that arise in their
professional work as psychotherapists. It should be realized without
risk of any punitive action against such member who applied for
information or help.
Appendix 1b: Ethical committee
of PPL should take measures to raise awareness, provide education and
re-education in the field of professional psychotherapy ethics.
Appendix 1c: Ethical committee
of PPL should publish ethical examples, developments in ethics, and
informational articles about ethics in editions belonging to the
organization.
Appendix 1d: Ethical committee of
PPL should be very aware of any special ethical needs and requirements
of its individual psychotherapist membership.
Appendix 1e: Ethical committee of PPL should monitor any complaints within, infractions of, and questions about the PPL's ethical code.
Appendix 1f: Ethical committee of PPL should be
aware of other unrelated ethical cases that may be significant to the
members of PPL and feed this information into a regular review process
of the PPL's ethical code.
Appendix 1g: Central Ethical Committee of PPL
consists of 5 members and is elected by the central Board (which is
elected by AGM meeting) once a year. There are regional Ethical
Committees in regional branches of PPL .
Appendix 1h: In the event of any
complaint about a member of the PPL Ethical committee of PPL should
provide a comprehensive complaints procedure with appropriate
investigation and levels of scrutiny and an openness and fairness of
implementation.
APPENDIX 2. COMPLAINTS PROCEDURES
Appendix 2a: A complaint should be made in a verbal or written form to the Chair of the Ethical Committee.
Appendix 2b: After the complaint is made Ethical
committee should give a preliminary answer within 2 weeks and come to a
final conclusion and realize it within 2 months. Depending on the
significance of the case time limits can be reduced by the Central
Board.
Appendix 2c: The complaint can be made by the patient as well as some external or third party (e.g. from the partner of a client).
Appendix 2d: If the complaint is properly made and
accepted, PPL is then responsible for the further process of that
complaint. PPL undertakes careful investigation of each complaint and
if the situation is beyond PPL competence, the decision about
responsibility of the parties is made by the relevant authorities (e.g.
court).
Appendix 2f: PPL pays for the costs of any investigation and the workings of its complaints procedure.
Appendix 2g: The complained against members of PPL
co-operate, disclose information, answer any questions put to them and
appear at any hearing voluntary. If there guilt is not proved they are
considered to be not guilty.
Appendix 2h: After receiving the complaint the
Ethical Committee should inform the member complaint against about the
complaint and demand information relevant to the case. It should decide
also what extent of facilitation between the complainant and the
(complained against) member is possible in each specific situation. The
Ethical Committee should undertake careful investigation and on the
basis of facts make a decision whether the given complaint is a proper
complaint of unethical behavior (rather than some dissatisfaction or
grievance). Both parties can appeal for different levels support at all
stages of the complaint procedure process. Ethical committee should use
all its experience and knowledge to come to a based on proper facts and
highest ethical principles resolution towards the complaint as soon as
possible.
Appendix 2i: The complained about member has a
right for professional support and/or personal or legal representation
in any part of the complaints procedure.
Appendix 2j: The complained about member and the
complainant have access to material produced by the member in his/her
defence, and visa versa when it does not contradict to the Statement of
Ethical Principles, Statutes of PPL and national and regional
legislation.
Appendix 2l: Ethical Committee of PPL undertakes
careful investigation of each complaint, then makes a report to the
Central Board and the Central Board pronounces final judgement or
recommends further investigation on basis of legal regulations,
Statement of Ethical Principles and Statutes of PPL.
Appendix 2m: The limits of competence of the
Ethical Committee and Central Board are defined by the Statement of
Ethical Principles and the Statutes of PPL. They make decisions on
recognition of innocence, expulsion a member from PPL as well as on
proposing recommendations to the member (a requirement to attend
further education in ethics; a requirement for a period of closer
supervision; a suspension or limitation of practice etc) depending on
the fact of infringement of PPL's ethical code and on the level of
seriousness of this infringement .
Appendix 2n: PPL can accept the
resignation of member if a complaint process is outstanding or
incomplete, but can't expel a member in such case.
Appendix 2o: If the member is
expelled from PPL it should be announced in PPL's editions or on PPL's
web-site. However the member can file an appeal against a decision
about expulsion to the governing bodies of PPL.
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